TITLE

SEC Extends Compliance Deadline for Banks

AUTHOR(S)
Hume, Lynn
PUB. DATE
July 2001
SOURCE
Bond Buyer;7/19/2001, Vol. 337 Issue 31184, p44
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the scheduled deadline for banks to comply broker-dealer registration requirements under Gramm-Leach-Bliley Act in Washington. Extension of the deadline date set by the Securities and Exchange Commission; Permission of banks to engage in municipal underwriting and brokerage activities.
ACCESSION #
4902339

 

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