SEC Extends Compliance Deadline for Banks
- Vermont to Expand Privacy Rules . Anason, Dean // American Banker;11/6/2001, Vol. 166 Issue 213, p4
Focuses on the state privacy requirements for banks by the financial regulatory agency in Vermont. Emphasis on the application of insurance companies and registered securities broker-dealers; Effectivity of the Gramm-Leach-Bliley Act of 1999; Importance of providing notices of privacy to...
- Fed guidelines due soon for bank annuity sales. Friedman, Amy S. // National Underwriter / Life & Health Financial Services;2/21/94, Vol. 98 Issue 8, p20
Reports on the release of a federal policy governing the sale of non-insured products by banks and thrifts in the United States. Federal agencies responsible for the policy; Goal of guidelines; Outline of proposed policy; Bank industry's wariness over proposed bill amending the Federal Deposit...
- Agents pan vote allowing affiliations. Brostoff, Steven // National Underwriter / Life & Health Financial Services;7/3/95, Vol. 99 Issue 27, p1
Reports that insurance agents are marshalling their forces in an all-out effort to defeat or modify legislation approved by the House Banking Committee that would allow banks, insurance companies and insurance agencies to affiliate. Limitations of the ability of the Comptroller of the Currency...
- Pact eyed on agent-backed bank bill. Brostoff, Steven // National Underwriter / Property & Casualty Risk & Benefits Manag;11/20/95, Vol. 99 Issue 47, p1
Reports that the Bankers Roundtable is circulating a proposal to members of the US House Banking Committee that would weaken language supported by insurance agents that would limit bank entry into the insurance business. Repeal of the Glass-Steagal Act which separates investment banking from...
- Bank-sponsored compromise plan on insurance ban going nowhere. McConnell, Bill // American Banker;11/16/1995, Vol. 160 Issue 222, p2
Reports on the big possibility for big banks not to get expanded insurance powers despite their offering of a compromise. House of Representatives Republican leaders having been convinced by insurance agents to bar the Comptroller of the Currency from expanding national banks' insurance powers;...
- Bliley bill threatens Glass-Steagall reform. // Best's Review / Life-Health Insurance Edition;May95, Vol. 96 Issue 1, p10
Reports that the Independent Insurance Agents of America and American Council of Life Insurance has lauded Representative Thomas Bliley's insurance bill. Denial of the rehearing of the Barnett Bank versus Stephens case; Proposal to prohibit banks from underwriting annuities in Florida.
- Agencies Adopt Consumer Protection Rules for Insurance Sales. // Financial Update;Jan-Mar2001, Vol. 14 Issue 1, p5
Reports that the final consumer protection rules for the sale of insurance products by depository institutions were announced by the United States Federal Reserve Board of Governors and other federal agencies in December 2000.
- Bank ball now in Congress' court. Roberts, Sally // Business Insurance;4/1/96, Vol. 30 Issue 14, p29
Reports on the ruling of the high court on the National Bank Act. Details of the act; Reference to Barnett Bank of Marion County vs. Nelson, Florida Insurance Commissioner; Provisions of the McCarran-Ferguson Act; Remark about the ruling by William Nelson, Florida Insurance Commissioner.
- Banking offers regulatory lessons. Winston, Paul D. // Business Insurance;10/13/97, Vol. 31 Issue 41, p20
Reports that the burdens of state regulations in the United States, may affect the competitive strength of insurers and brokers when compared to banks and other financial services companies which operate in a less regulated environment. Effects the state banking laws have on the banking crises...