SEC Extends Compliance Deadline for Banks

Hume, Lynn
July 2001
Bond Buyer;7/19/2001, Vol. 337 Issue 31184, p44
Trade Publication
Reports on the scheduled deadline for banks to comply broker-dealer registration requirements under Gramm-Leach-Bliley Act in Washington. Extension of the deadline date set by the Securities and Exchange Commission; Permission of banks to engage in municipal underwriting and brokerage activities.


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