TITLE

Ough to Continue to Fight SEC in Appeal or Trial

AUTHOR(S)
Hume, Lynn
PUB. DATE
July 2001
SOURCE
Bond Buyer;7/16/2001, Vol. 337 Issue 31181, p6
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the decision of former Dain Rauscher Inc. banker Kenneth Ough to continue to fight the United States Securities Exchange Commission's (SEC) Orange County, California-based related securities fraud charges. Ough's denial of the charges despite an appeals court decision favoring SEC; Lawsuit filed by SEC against Ough and Rauscher.
ACCESSION #
4902268

 

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