TITLE

The Will and Way to Surveill

AUTHOR(S)
Martinez, Aldo
PUB. DATE
March 2010
SOURCE
Securities Industry News;3/8/2010, Vol. 22 Issue 5, p23
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article discusses the need for government regulators to conduct a national and global dialogue with broker/dealer firms and market centers to detect real time market manipulations. It points out the need to establish a clear procedure for analyzing trading data for the purpose of protecting investor interest and confidence. The topic was presented in a letter from Aldo Martinez to the U.S. Securities and Exchange Commission and the Commodities Futures Trading Commission.
ACCESSION #
48842280

 

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