TITLE

Delay Sought on Bank Broker-Dealer Rule

AUTHOR(S)
Ferris, Craig T.
PUB. DATE
July 2001
SOURCE
Bond Buyer;7/3/2001, Vol. 337 Issue 31173, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that three bank regulatory agencies have asked the United States Securities and Exchange Commission to delay the October 1, 2001 effective date of its interim rules that would require banks to set up registered broker-dealer entities for certain securities activities. Implications of the rules on municipal bonds.
ACCESSION #
4861896

 

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