Delay Sought on Bank Broker-Dealer Rule

Ferris, Craig T.
July 2001
Bond Buyer;7/3/2001, Vol. 337 Issue 31173, p4
Trade Publication
Reports that three bank regulatory agencies have asked the United States Securities and Exchange Commission to delay the October 1, 2001 effective date of its interim rules that would require banks to set up registered broker-dealer entities for certain securities activities. Implications of the rules on municipal bonds.


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