Broker-Dealers Fear Bills That May Upset Adviser Links

Ackerman, Ruthie
February 2010
American Banker;2/22/2010, Vol. 175 Issue 27, p7
Trade Publication
This article reports that Cambridge Investment Research and other companies with similar business models involving financial advisers who are independent contractors are concerned that the Taxpayer Responsibility, Accountability and Consistency Act of 2009 may threaten their businesses.


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