TITLE

Finra Aims to Broaden Broker Check

AUTHOR(S)
Kearney, Helen
PUB. DATE
February 2010
SOURCE
American Banker;2/19/2010, Vol. 175 Issue F307, p6
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports that the Financial Industry Regulatory Authority would like to extend the period of time it keeps in its Broker Check service the records of brokers who exit the industry.
ACCESSION #
48158131

 

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