TITLE

MSRB Filing Change to Rule G-3

AUTHOR(S)
Ferris, Craig T.
PUB. DATE
July 2001
SOURCE
Bond Buyer;7/5/2001, Vol. 337 Issue 31174, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the Municipal Securities Rulemaking Board's filing of changes to Rule G-3 in the United States. Sale of mutual funds by dealers; Investment company and annuity principal qualification examination; Limits of a dealer's municipal securities activities.
ACCESSION #
4777211

 

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