TITLE

Federal Appeals Court Sends Pro-SEC Message in Reversing Ough Decision

AUTHOR(S)
Ferris, Craig T.
PUB. DATE
June 2001
SOURCE
Bond Buyer;6/27/2001, Vol. 336 Issue 31169, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that a federal appeals court has reversed a lower court decision that dismissed securities fraud charges against former Dain Rauscher Inc. investment banker Kenneth Ough filed by the United States Securities & Exchange Commission. Details of the case; Reasons of the appeals court for disagreeing with the lower court's ruling.
ACCESSION #
4765131

 

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