TITLE

SunTrust Unit to Pay $4.1 M to Ex-Broker

PUB. DATE
January 2010
SOURCE
American Banker;1/5/2010, Vol. 175 Issue 2, p2
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports that a Financial Industry Regulatory Authority arbitration panel ordered SunTrust Robinson Humphrey to pay $4.1 million to Lance B. Beck, a former broker in the Atlanta, Georgia branch of SunTrust Robinson Humphrey. Beck stated that the company defamed him in a regulatory filing.
ACCESSION #
47352920

 

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