Pacific Genesis Forced to Pull Application for Florida License

Hume, Lynn
June 2001
Bond Buyer;06/12/2001, Vol. 336 Issue 31158, p1
Trade Publication
Reports the coercion of Florida securities examiners to withdraw the application for a broker-dealer license of the Pacific Genesis Group Inc. in Washington. Argument over the protection of investors by the Securities and Exchange Commission; Reason of the application withdrawal; Decision of the Pacific to surrender its license.


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