TITLE

NASD Bars Former Rep for Diverting Funds, Lying

AUTHOR(S)
Hume, Lynn
PUB. DATE
June 2001
SOURCE
Bond Buyer;06/18/2001, Vol. 336 Issue 31162, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the United States-based National Association of Securities Dealers' settlement with Maureen Ann McGowan, a former sales representative at Financial Services International Corp., for diversion of funds and lying. Barring of McGowan from the industry; Restitution to a former client.
ACCESSION #
4661196

 

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