TITLE

SEC Delays Banks' Broker-Dealer Rule

AUTHOR(S)
Ferris, Craig T.
PUB. DATE
May 2001
SOURCE
Bond Buyer;05/14/2001, Vol. 336 Issue 31138, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the issuance of temporary rules by the Securities and Exchange Commission to banks engaging the broker-dealer registration in the United States. Purpose of the temporary interim rule for banking industries; Provisions of the Gramm-Leach-Bliley Act; Freedom of banks to engage in municipal underwriting and brokerage activities.
ACCESSION #
4467557

 

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