TITLE

"Material" Disclosures Strain Dealers of Municipal Bonds

AUTHOR(S)
Kentouris, Chris
PUB. DATE
September 2009
SOURCE
Securities Industry News;9/7/2009, Vol. 21 Issue 19, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article discusses a letter released by the Municipal Securities Rulemaking Board (MSRB) requiring municipal bond dealers to provide material information to investors. Also discussed is a review on handling municipal bond transactions to be conducted by the Financial Industry Regulatory Authority (Finra) following the launch of a new Electronic Municipal Market Access (EMMA) web site. DPC Data also launches the MuniGuard service to make compliance to regulatory requirements easier.
ACCESSION #
44372344

 

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