"Material" Disclosures Strain Dealers of Municipal Bonds

Kentouris, Chris
September 2009
Securities Industry News;9/7/2009, Vol. 21 Issue 19, p1
Trade Publication
The article discusses a letter released by the Municipal Securities Rulemaking Board (MSRB) requiring municipal bond dealers to provide material information to investors. Also discussed is a review on handling municipal bond transactions to be conducted by the Financial Industry Regulatory Authority (Finra) following the launch of a new Electronic Municipal Market Access (EMMA) web site. DPC Data also launches the MuniGuard service to make compliance to regulatory requirements easier.


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