TITLE

Single Standard for Investment Advice

PUB. DATE
September 2009
SOURCE
Journal of Financial Planning;Sep2009, Vol. 22 Issue 9, p14
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article presents a survey on financial advisers by Incapital LLC and newspaper "InvestmentNews" in the U.S. It notes that the survey found out that 90% of the respondents prefer one judiciary standard for all advisers and 69% wants one governing body supervising all advisers which they believe would serve the best interest for the industry. Moreover, it mentions that the results of the survey reflect the beliefs of Securities and Exchange Commission chairman Mary Schapiro.
ACCESSION #
44142247

 

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