Single Standard for Investment Advice

September 2009
Journal of Financial Planning;Sep2009, Vol. 22 Issue 9, p14
Academic Journal
The article presents a survey on financial advisers by Incapital LLC and newspaper "InvestmentNews" in the U.S. It notes that the survey found out that 90% of the respondents prefer one judiciary standard for all advisers and 69% wants one governing body supervising all advisers which they believe would serve the best interest for the industry. Moreover, it mentions that the results of the survey reflect the beliefs of Securities and Exchange Commission chairman Mary Schapiro.


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