TITLE

No restriction on vigilance

AUTHOR(S)
Pow, Helen
PUB. DATE
July 2009
SOURCE
Money Marketing;7/2/2009, p12
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article reports on the warnings of British Financial Services Authority (FSA) director of retail policy and conduct risk Dan Waters on being vigilant in maintaining the independent and restricted advice categories set by the RDR paper in 2009 in Great Britain, According to Waters, they should improve the quality of information that FSA should acquire. Water adds that the charges by investment advisers will increase due to the implementation of the Professional Standards Board.
ACCESSION #
43257043

 

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