No restriction on vigilance

Pow, Helen
July 2009
Money Marketing;7/2/2009, p12
The article reports on the warnings of British Financial Services Authority (FSA) director of retail policy and conduct risk Dan Waters on being vigilant in maintaining the independent and restricted advice categories set by the RDR paper in 2009 in Great Britain, According to Waters, they should improve the quality of information that FSA should acquire. Water adds that the charges by investment advisers will increase due to the implementation of the Professional Standards Board.


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