TITLE

MSRB Not Dropping SMP Concept

AUTHOR(S)
Hume, Lynn
PUB. DATE
March 2001
SOURCE
Bond Buyer;03/02/2001, Vol. 335 Issue 31088, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the United States Municipal Securities Rulemaking Board is not planning to abandon its proposal to create a new class of investor called sophisticated market professionals. Regulatory protection when trading online; Addressing institutional investor concerns.
ACCESSION #
4182101

 

Related Articles

  • TBMA Seeks New Investor Category. Hume, Lynn // Bond Buyer;01/05/2001, Vol. 335 Issue 31051, p1 

    Reports on the Bond Market Association's call for the United States Municipal Securities Rulemaking Board to move forward with its proposal to define a new class of investors, the sophisticated market professional. Level of protection offered to such class of investors; Critics' concerns about...

  • Clarke Defends Self-Regulation. Ackerman, Andrew // Bond Buyer;10/26/2009, Vol. 370 Issue 33205, p1 

    The article reports that Peter Clarke, managing director of the U.S. Municipal Securities Rulemaking Board (MSRB), explained how its existing dealer-dominated structure has served the market. He says that the MSRB has a proud history of investor protection and that self-regulation has worked...

  • "Material" Disclosures Strain Dealers of Municipal Bonds. Kentouris, Chris // Securities Industry News;9/7/2009, Vol. 21 Issue 19, p1 

    The article discusses a letter released by the Municipal Securities Rulemaking Board (MSRB) requiring municipal bond dealers to provide material information to investors. Also discussed is a review on handling municipal bond transactions to be conducted by the Financial Industry Regulatory...

  • MSRB Asks SEC to Approve New Rule Covering Broker's Brokers. Hume, Lynn // Bond Buyer;3/6/2012, Vol. 379 Issue 33674, p4 

    The article reports on the request of the Municipal Securities Rulemaking Board (MSRB) for the U.S. Securities and Exchange Commission (SEC) to approve proposed Rule G-43. The rule would order the activities of broker's broker which offer secondary market liquidity for investors of the retail...

  • MSRB Steps Up State and Local Outreach. Glazier, Kyle // Bond Buyer;11/5/2013, Vol. 122 Issue 34007, p1 

    The article reports that the Municipal Securities Rulemaking Board (MSRB) has announced that it has started the "Putting Electronic Municipal Market Access (EMMA) to Work for You" campaign in order to expand outreach to U.S. small and mid-sized municipal issuers. It informs that the campaign...

  • SEC Approves Best-Ex Standard Without Changes to SMMP Provisions. Glazier, Kyle // Bondbuyer.com;12/8/2014, p36 

    The article reports the move by the U.S. Securities and Exchange Commission (SEC) as of early December 2014 to approve the proposal by the Municipal Securities Rulemaking Board (MSRB) to mandate municipal bond (muni) dealers to seek the most favorable price possible when executing deals for...

  • Commentary: Restoring Investor Confidence and Reducing Borrowing Costs Through Greater Transparency.  // Bond Buyer;10/3/2013, Vol. 122 Issue 33990, p1 

    The article reflects on the need of greater transparency in municipal bonds in order to reduce borrowing costs and restore investor confidence in the U.S. It informs that local governments need to provide greater disclosure by over-the-counter equity issuers which can produce a significant one...

  • MSRB to Unveil EMMA Price Discovery Tool. Hume, Lynn // Bond Buyer;6/4/2014, Vol. 1 Issue 34120, p1 

    The article reports that the Municipal Securities Rulemaking Board (MSRB) has planned to unveil a price discovery tool on EMMA (Electronic Municipal Market Access) for investors, as of June 2014. Topics include the use of the tools to improve price transparency of municipal securities for retail...

  • MSRB's Fee Proposal Unfair, Broker-Dealers Say.  // Bond Buyer;8/31/2011, Vol. 377 Issue 33575, p2 

    The article reports on the statement of the broker-dealers regarding the Municipal Securities Rulemaking Board (MSRB) fee proposal in the U.S.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics