Sophisticated Market Pro Idea Called 'Consistent' With Law

Hume, Lynn
February 2001
Bond Buyer;02/15/2001, Vol. 335 Issue 31078, p5
Trade Publication
Reports the consistency of proposals on sophisticated market regulation with the securities laws in the United States. Regulatory protections for market professionals; Discussion on sophisticated market professional concept; Regulatory treatment to transactions involving defined categories of market professionals.


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