Two Ex-Broker-Dealer Firm Chiefs Fined in Wake of Kickback Scheme

Ferris, Craig T.
February 2001
Bond Buyer;02/15/2001, Vol. 335 Issue 31078, p4
Trade Publication
Reports the imposition of sanctions to broker-dealer firm chiefs for kickback schemes in the United States. Indictment of Alan B. Bond; Allegation against George M. Lintz by abetting kickbacks; Charge against Howard M. Brenner from Brenner Securities Corp.


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