Bill Introduced to Reduce SEC Fees, Boost Employee Pay
- House Panel Approves Bill on SEC Fee Cuts, Pay Parity. Hume, Lynn // Bond Buyer;03/22/2001, Vol. 335 Issue 31102, p4
Reports the approval of a bipartisan bill for the reduction of fees of the Securities and Exchange Commission (SEC) and allow it to search higher pay levels on par with the banking regulators in the United States. Similar bill in the Senate; Rejected amendments to the bill; Complaint on the...
- Senate Bill Would Cut SEC Fees, Raise Pay For Agency's Employees. REHM, BARBARA A. // American Banker;2/29/2000, Vol. 165 Issue 40, p2
Reports on United States Senate Banking Committee Chairman Phil Gramm's introduction of legislation that would reduce Securities and Exchange Commission (SEC) fees and allow the agency to pay its staff more. Competitive Market Supervision Act; Projected savings to investors; Reduction of fees...
- Why SEC Section 31 Fee Collections Are Piling Up. Hoffman, William // Traders Magazine;Mar99, Vol. 12 Issue 149, p10
Focuses on Section 31 transaction fee collection of the United States Securities and Exchange Commission. Comments from James Spellman, spokesman for the Securities Industry Association; Explanation on Section 31 (SEC); Other revenue source of SEC; Purpose of Section 31.
- Congress Targets SEC Fees. Sherman, Jay // Treasury & Risk Management;Jul/Aug2001, Vol. 11 Issue 7, p7
Reports on the United States House of Representatives' passage of a bill in June 2001 that slashes filing fees paid to the Securities and Exchange Commission. Consideration of slightly different version in the Senate in March 2001; Expected savings to gained by issuers and investors over ten years.
- House Bill Would Expand SEC Authority, Including Over Muni Clearing Entities. Hume, Lynn // Bond Buyer;2/27/2003, Vol. 343 Issue 31582, p4
Reports that the U.S. House passed a bill that would give the Securities and Exchange Commission (SEC) additional authority and flexibility to respond to emergency situations including with regard to clearing organizations in the municipal and government securities market as of February 2003. ...
- Washington alert. // Bond Buyer;11/08/99, Vol. 330 Issue 30764, p3A
Focuses on the consideration of a bill proposed to raise the low-income housing tax credit limit as a part of a minimum-wage increase bill. Demands for the modification or withdrawal of the U.S. Securities and Exchange Commission (SEC) rule by the securities industry officials, state...
- Significant 1990 Legislative and Regulatory Developments. // Business Lawyer;May91, Vol. 46 Issue 3, p973
Examines the legislative development of the Securities Enforcement Remedies and Penny Stock Reform Act of 1990 for the United States Securities and Exchange Commission. Enactment of the Enforcement Remedies Act; Characteristics of the Act; Implication of the Act to the advancement of the...
- House, in 422-to-4 Vote, OKs $776 Million SEC Budget. Ferris, Craig T. // Bond Buyer;6/27/2002, Vol. 340 Issue 31417, p4
Reports the approval of the legislative bill authorizing the increase of the 2003 Securities and Exchange Commission budget by the U.S. House of Senate. Amount of funds; Provisions of the bill; Plans of rising the salaries of the public officials.
- Investors Overpay SEC. Kaswell, Stuart J. // Traders Magazine;May2000, Vol. 13 Issue 167, p16
Emphasizes that securities transaction fees being paid by investors to the United States (U.S.) Securities and Exchange Commission (SEC) should be lowered. Securities fees imposed by the U.S. Congress; Effects of the stock market growth on securities fees; Budget appropriated by the U.S....