NEWS IN BRIEF
- SEC's Haines Will Join Forum on Senior-Living and Long-Term Care. Hume, Lynn // Bond Buyer;3/25/2002, Vol. 339 Issue 31351, p5
Reports the participation of Martha Mahan Haines, chief of the U.S. Securities and Exchange Commission's Office of Municipal Securities, in a forum on disclosure for long-term care and senior-living debt. Organizer of the forum; Improvement of disclosure practices; Release of the agenda for the...
- Haines Joins SEC's Muni Securities Office. Hume, Lynn // Bond Buyer;08/13/99, Vol. 329 Issue 30704, p5
Reports on former bond counsel Martha Mahan Haines' appointment as an attorney-fellow of the United States Securities & Exchange Commission's Office of Municipal Securities. Haines' municipal finance practice before joining the agency; Work experience in the bond market.
- Walter to Issuers: Work With Us. Quigley, Joan // Bond Buyer;5/18/2011, Vol. 376 Issue 33519, p1
The article reports on the call of Securities and Exchange Commission's (SEC) Elisse Walter to repeal the Tower amendment which bars SEC and the Municipal Securities Rulemaking Board to require municipal issuers in filing pre-sale disclosure documents in the U.S. Walter is focusing on engaging...
- SEC Members Demand Muni Markup Disclosure After Edwards Jones Case. Casey, Jack // Bondbuyer.com;8/13/2015, p1
Securities and Exchange Commission members are calling for the adoption of rules requiring broker-dealers to disclose markups and markdowns on municipal securities, warning that if self-regulators do not act, the SEC will propose the rules itself.
- SEC Budget Increase Would Bolster Exams. Glazier, Kyle // Bond Buyer;2/4/2015, Issue 34253, p1
The Securities and Exchange Commission's requested fiscal year 2016 budget of $1.722 billion would allow the commission to hire hundreds of examination staff and step up enforcement, as well as help the muni office coordinate with self-regulators.
- Cross: No Opt-Out for Issuers under MA Rule, More Guidance Coming Before July 1. Glazier, Kyle // Bond Buyer;1/31/2014, Vol. 123 Issue F305, p1
The article reflects on the remarks made by U.S. Securities and Exchange Commission's (SEC) municipal chief John Cross on the SEC's municipal advisor rule which is intended to allow issuers to decide which firms they want to obtain advice from and when they want to receive it. Cross said to...
- Senate Panel Unanimously Approves Four SEC Nominees. Hume, Lynn // Bond Buyer;7/26/2002, Vol. 341 Issue 31436, p4
Reports the approval of four of U.S. president George W. Bush's nominees for the Securities and Exchange Commission by the Senate Banking Committee. Names of nominees; Job responsibility of each nominees; Support of the committee among committee members.
- A Man for This Season. Cooper, Evan // On Wall Street;Jan2003, Vol. 13 Issue 1, p12
Considers whether William Donaldson is the right man to be the chairman of the U.S. Securities and Exchange Commission. Chief reason the administration of U.S. President George W. Bush believes he is the right man for the job; Donaldson's achievements.
- Goldschmid to join SEC as general counsel. Hume, Lynn Stevens // Bond Buyer;05/15/98, Vol. 324 Issue 30394, p32
Announces that Harvey J. Goldschmid, a Columbia University law school professor, will join the United States Securities and Exchange Commission as general counsel. Career background; Goldschmid's work on the American Bar Association's Task Force on Lawyers' Political Contributions.