TITLE

New NAIPFA Panel to Talk With SEC

AUTHOR(S)
Hume, Lynn
PUB. DATE
October 2000
SOURCE
Bond Buyer;10/19/2000, Vol. 334 Issue 30999, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports the development of the National Association of Independent Public Finance Advisers (NAIPFA) in Washington. Concerns of NAIPFA regarding broker-dealer and investment adviser registration requirements; Retraction of the Securities and Exchange Commission no-action letter to Dominion Resources Inc.; Context of the Investment Advisers Act of 1940.
ACCESSION #
3761061

 

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