New NAIPFA Panel to Talk With SEC

Hume, Lynn
October 2000
Bond Buyer;10/19/2000, Vol. 334 Issue 30999, p1
Trade Publication
Reports the development of the National Association of Independent Public Finance Advisers (NAIPFA) in Washington. Concerns of NAIPFA regarding broker-dealer and investment adviser registration requirements; Retraction of the Securities and Exchange Commission no-action letter to Dominion Resources Inc.; Context of the Investment Advisers Act of 1940.


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