Industry Leaders Urge Curbing New Products

Greene, Andrew
October 2000
Investment Management Weekly;10/16/2000, Vol. 13 Issue 40, p4
Reports on the calls of investment industry leaders for the United States Securities and Exchange Commission to consider regulating products like separate accounts and hedge funds under the Investment Company Act of 1940 as of October 16, 2000.


Related Articles

  • Overwhelming House Vote For Mutual Fund Reform. Brostoff, Steven // National Underwriter / Life & Health Financial Services;11/24/2003, Vol. 107 Issue 47, p3 

    Focuses on the mutual fund reform legislation approved by the U.S. House of Representatives. Provisions of the bill; Plan of the Congress to coordinate with the Senate to develop the strongest possible bill.

  • THE INVESTMENT COMPANY AMENDMENTS ACT OF 1970. Manges, Gerard T. // Business Lawyer;Apr71, Vol. 26 Issue 3, p1311 

    Focuses on the amendments of the Investment Company Act of 1940 in the United States. Impact of the amendment on mutual fund industry; Establishment of statutory standard for determination of management fees; Formulation of the alternative methods for computing fund sales.

  • The Suggested Unitary Investment Company: A Contrary View. Freedman, Solomon // Business Lawyer;Feb83, Vol. 38 Issue 2, p653 

    Focuses on the proposal for a unitary investment company in the United States. Amendment of the Investment Company Act of 1940; Abolition of the concept of independent directors; Factor in determining a breach of fiduciary duty.

  • The Revolution in Trust Investment Law. Langbein, John H.; Posner, Richard A. // American Bar Association Journal;Jul76, Vol. 62 Issue 7, p887 

    Discusses the trust investment law in the United States. Judicial approval expected for market fund designed to meet investment standards; Risk of surcharge facing trustees who persist in using the methods established prior to market fund; Advantages of built-in diversification; Objections to...

  • Regulation of Series Investment Companies Under the Investment Company Act of 1940. Fleming, Joseph R. // Business Lawyer;Aug89, Vol. 44 Issue 4, p1179 

    Analyzes the regulation of series investment companies under the Investment Company Act of 1940 in the United States. Definition of investment company; Classifications and activities of investment company; Overview of the Investment Company Act of 1940.

  • Investment Company Act hits 60. Anand, Vineeta // Pensions & Investments;10/2/2000, Vol. 28 Issue 20, p72 

    Focuses on issues concerning the 1940 Investment Company Act in the United States. Implication of the act implementation for the mutual fund industry; Reasons for the success of the act; Notion on the amendment of the act; Scope of the provisions of the act; Concern over the protection of...

  • P/C group says Vermont regulations would stall MHCs. West, Diane // National Underwriter / Life & Health Financial Services;12/8/97, Vol. 101 Issue 49, p3 

    Discusses the impact of the United States regulations that would require mutual holding companies (MHCs) to use their earnings for the `direct benefit' of policyholder members. Other provisions of the regulation; Stand of the Alliance of American Insurers during the regulatory hearing; Views of...

  • Custodians to Measure Depository Risk. Kentouris, Chris // Securities Industry News;05/15/2000, Vol. 12 Issue 19, p1 

    Reports on the plan of the Association of Global Custodians to send a standard questionnaire to foreign depositories to collect information for their United States mutual fund clients about the depositories' safety. Custodian banks that are association members; Provisions under the Rule 1717 of...

  • Responsibility for unit trusts.  // Accountancy;Jan1988, Vol. 101 Issue 1133, p39 

    This article focuses on the regulation of unit trusts in Great Britain. The Department of Trade and Industry (DTI) will keep its responsibility for the rules governing unit trusts to permit more consultation on proposed changes to those rules. Draft regulations proposed by the Securities and...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics