NASD Fine, Censure for Ryan, Beck and CFO
- Canadian Courts Slam U.S. Companies for Labor Misconduct. Melnitzer, Julius // Corporate Legal Times;Jan2003, Vol. 13 Issue 134, p24
Reports on the imposition of penalties to U.S. companies for labor misconduct in Canada. Importance of the advancement of notice for layoff; Improvement of job security for employees; Impact of employment contract on employees.
- Employer groups divided on OSHA auditor idea. Hofmann, Mark A. // Business Insurance;02/09/98, Vol. 32 Issue 6, p3
Reports that the employer community in the United States is divided over a proposal to give third-party safety auditors the authority to exempt workplaces from federal fines for two years. When evidence of the division was highlighted; Reference to the Safety Advancement for Employees Act; Who...
- ENVIRONMENT. // Business Journal Serving Fresno & the Central San Joaquin Valley;8/20/2010, Issue 324220, p5
The article reports on the call of the San Joaquin Valley Air Pollution Control District for a reduction in car trips at the start of the school year 2010-2011 to help businesses not to face a 29 million dollars penalty in California.
- Tough corporate sentencing guidelines stir ire. // Corporate Board;Jan/Feb91, Vol. 12 Issue 66, p28
Reports on the tough corporate fines recommended by the US Sentencing Commission. Criticism of business groups; Provision for `mitigating factors'; Incentive for firms to police themselves.
- Industry ignores new money laundering rules. Coffer, Adam // Estates Gazette;4/3/2004, Issue 414, p26
Reports on the failure of top property advisers to comply with money laundering regulations in Great Britain in 2004. Percentage of property advisers who have not adopted to the Money Laundering Regulations 2003; Procedures under the regulations; Penalty for companies that fail to comply with...
- DACO fines Vieques stores due to expired food items. // Caribbean Business;8/15/2013, Vol. 41 Issue 31, p24
The article reports on the fines charged by the Department of Consumer Affairs to the business establishments for their expired food items in Vieques, Puerto Rico in 2013.
- US newsbriefs. Lauzon, Michael // Urethanes Technology;Aug/Sep2004, Vol. 21 Issue 4, p14
Presents news in the U.S. on August 1, 2004. Fine imposed on Woodridge Foam Corp. for a safety violation; Death of a worker at Vitafoam Products Canada Ltd.
- Home Office lobbies for EU-wide safety fines. // Contract Journal;5/21/2003, Vol. 418 Issue 6427, p4
Reports that Great Britain Home Office's Minister Lord Filkin is leading a move to close an European Union's legal loophole where fines for site safety offenses in one country are not enforceable on firms from other member states. Statement from Filkin on people who escape fines amounting to...
- Double jeopardy. Cicutti, Nic // Money Marketing;5/21/2009, p37
In this article, the author discusses the involvement of the Financial Services Authority (FSA) on a mission to turn itself in to the biggest public sector employer in Great Britain. He questions on the how FSA can afford to pay for its massive recruitment drive. The author says that FSA seems...