NAIPFA Adopts New Registration Requirement for Investment Advisers

Hume, Lynn
October 2000
Bond Buyer;10/17/2000, Vol. 334 Issue 30997, p5
Trade Publication
Reports that the National Association of Independent Public Finance Advisors adopted a policy that calls for its members to register as investment advisers with the United States Securities and Exchange Commission (SEC) or with states. Consistency of the policy with a legal bulletin earlier published by the SEC.


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