TITLE

A.G. Edwards Faces Ban, G-37 Penalty

AUTHOR(S)
Shields, Yvette; Hume, Lynn
PUB. DATE
October 2000
SOURCE
Bond Buyer;10/06/2000, Vol. 334 Issue 30991, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that A.G. Edwards & Sons Inc. may face sanctions for its part in state bond transactions after its chairman contributed to a gubernatorial candidate in Missouri. Potential violation of the Rule G-37 by the firm; Possible ban on the firm by the National Association of Securities Dealers.
ACCESSION #
3658911

 

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