MSRB Rules on Dealer Communications With Public Take Effect Tuesday

Hume, Lynn
September 2000
Bond Buyer;09/15/2000, Vol. 333 Issue 30976, p36
Trade Publication
Reports the implementation of the rules on municipal dealer communications by the Municipal Securities Rulemaking Board in Washington. Requirement for the development of written policies on the structure, nature and size of business and customers; System for identifying and handling customer complaints; Preservation of electronic and written correspondence.


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