TITLE

MSRB Rules on Dealer Communications With Public Take Effect Tuesday

AUTHOR(S)
Hume, Lynn
PUB. DATE
September 2000
SOURCE
Bond Buyer;09/15/2000, Vol. 333 Issue 30976, p36
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports the implementation of the rules on municipal dealer communications by the Municipal Securities Rulemaking Board in Washington. Requirement for the development of written policies on the structure, nature and size of business and customers; System for identifying and handling customer complaints; Preservation of electronic and written correspondence.
ACCESSION #
3628424

 

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