Riding Herd

Miller, Matt
January 2009
Forbes Asia;1/12/2009, Vol. 5 Issue 1, p74
The article focuses on the role of chief stock markets regulator of the Securities and Futures Commission (SFC) in Hong Kong, China, Martin Wheatley. With the prevalence of the global financial crises, Wheatley is claimed having been forced to strengthen his supervision in the securities market, and from which point, disciplinary penalties have been established against serious misconduct. Furthermore, the commission's investigation of Citic Pacific Ltd. is the greatest challenge of his office.


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