TITLE

Dean Witter to Pay Almost $500,000 In Mutual-Fund Switching Settlement

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2000
SOURCE
Bond Buyer;08/29/2000, Vol. 333 Issue 30964, p6
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the settlement of the securities fraud charges involving Dean Witter Reynolds Inc. in the United States. Occurrence of the alleged mutual fund switching; Role of the Securities and Exchange Commission in the settlement process; Inclusion of interest and other expenses to be remitted to customers.
ACCESSION #
3578565

 

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