TITLE

Hong Kong Regulator: Risk Is Everyone's Problem

AUTHOR(S)
GROENFELDT, TOM
PUB. DATE
December 2008
SOURCE
Securities Industry News;12/1/2008, Vol. 20 Issue 41, p8
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article tackles the failures of risk management procedures as discussed by Martin Wheatley, Chief Executive Officer of the Hong Kong Securities and Futures Commission (SFC), which is primarily concerned with managing industry risks. It explores various levels and types of risk such as financial resources, individual investors, and legal or security issues. It also offers advice on risk management techniques provided by Wheatley and Jake Williams of the Standard Chartered Bank in Hong Kong.
ACCESSION #
35638591

 

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