Hong Kong Regulator: Risk Is Everyone's Problem

December 2008
Securities Industry News;12/1/2008, Vol. 20 Issue 41, p8
Trade Publication
The article tackles the failures of risk management procedures as discussed by Martin Wheatley, Chief Executive Officer of the Hong Kong Securities and Futures Commission (SFC), which is primarily concerned with managing industry risks. It explores various levels and types of risk such as financial resources, individual investors, and legal or security issues. It also offers advice on risk management techniques provided by Wheatley and Jake Williams of the Standard Chartered Bank in Hong Kong.


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