SEC upholds NASD sanctions against Hattier, Sanford

Hume, Lynn Stevens
January 1998
Bond Buyer;01/15/98, Vol. 323 Issue 30311, p4
Trade Publication
Reports that the US Securities & Exchange Commission has upheld a $60,000 fine and other sanctions imposed by the National Association of Securities Dealers Inc. against Hattier, Sanford & Reynoir. for misrepresenting their role in government securities transactions done for the Louisiana Commissioner of Insurance.


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