TITLE

Broker-Dealer Regulatory Update - As of September 4, 2008

PUB. DATE
July 2008
SOURCE
Venulex Legal Summaries;2008 Q3, following p2
SOURCE TYPE
Law
DOC. TYPE
Article
ABSTRACT
The article offers a regulatory update of interest to the securities industry in the U.S. as of September 4, 2008. The adopted and proposed rules, notices to the members of the industry and enforcement actions announced by securities regulators are detailed.
ACCESSION #
34907038

 

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