SEC extends comment deadline on derivatives regulation proposals
- New SEC rules: No fait accompli. Leander, Ellen // Treasury & Risk Management;Mar97, Vol. 7 Issue 2, p11
Reflects on the Securities and Exchange Commission's approval of disclosure rules for the use of derivatives. Ways of complying with rules; Implementation of effectivity; Comments from Frank Curran on the possibility of repeal; Assertions of the critics on the policies.
- Banks decry plan to make them report derivatives' market value. Elstein, Aaron // American Banker;11/19/1996, Vol. 161 Issue 222, p1
Reports on objections raised by bankers against a derivative reporting rule at a hearing of the Financial Accounting Standards Board (FASB) in Norwalk, Connecticut. Distortion of earnings statements; Negative impact on sound risk management practices; Earnings volatility.
- Fed opposes curbs on off-exchange derivatives. Seiberg, Jaret // American Banker;4/16/1997, Vol. 162 Issue 72, p26
Reports on Federal Reserve Board Governor Susan M. Philipps' statement for the House Agriculture subcommittee that the government should not regulate off-exchange derivatives trading.
- Lawmakers decry SEC rule requiring banks to disclose more on derivatives. de Senerpont Domis, Olaf // American Banker;3/5/1997, Vol. 162 Issue 43, p2
Reports on lawmakers' criticism of a new Securities and Exchange Commission rule requiring banks and other companies to disclose more information about their derivatives portfolios. Discussion of issue at a recent Senate Banking subcommittee hearing; Rule seen as discouraging use of derivatives...
- Regulators stepping on toes in moves on derivatives risk. Allen, James C. // American Banker;8/25/1995, Vol. 160 Issue 164, p20
Reports on the competition among banking and securities regulators in the United States in their oversight of the derivatives market. Search for ways to assure investors that the growing derivatives market will not spark crises in others; Confusion over what instruments must trade on public...
- Regulating derivatives to protect the public. Chapin, Donald H.; Craig, James L. // CPA Journal;Oct95, Vol. 65 Issue 10, p40
Presents an interview with Donald L. Chapin, chief accountant of the General Accounting Office (GAO). Views on financial derivatives security legislation; Concerns of GAO on derivatives.
- Keep Derivatives: McNabb. // Money Management Executive;5/17/2010, Vol. 18 Issue 20, p4
The article focuses on the insights of F. William McNabb II, president and chief executive officer of Vanguard Group, regarding the aim of the U.S. Securities and Exchange Commission to impose another regulation on derivatives in mutual and exchange-traded funds.
- It takes power to control power. Conason, Joe // Enterprise/Salt Lake City;5/3/2010, Vol. 39 Issue 47, p18
The article emphasizes the need for smarter regulations and for the U.S. government to be empowered to be able to oversee derivative trading, encourage production and construction in order to have an economy that provides jobs and goods, and prevent financial institutions from undertaking deals...
- FRS 13 and Treasury policy. O'Shea, Niall // Accountancy Ireland;Dec1999, Vol. 31 Issue 6, p12
Discusses the policy of Ireland on derivatives and other financial instruments. Disclosure requirements; Preparing a formal treasury policy; Determining the risks on credit and currency.