TITLE

CoreStates' joint settlement with IRS, SEC will be a first

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
March 1998
SOURCE
Bond Buyer;03/03/98, Vol. 323 Issue 30342, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Anticipates US Securities & Exchange Commission and Internal Revenue Service's landmark joint settlement with Corestates Capital Markets Inc. to end both securities and tax law violations. Settlement as a way to usher in a new level of cooperation between the two agencies; Terms of the settlement; Model for dealers with similar problems covering all transactions involving yield burning abuses.
ACCESSION #
325649

 

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