TITLE

Financial safety checks

AUTHOR(S)
Ford, Tom
PUB. DATE
March 1998
SOURCE
Crain's Cleveland Business;03/02/98, Vol. 19 Issue 9, p3
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
Reports that financial safety checks may soon be enforced on financial planners and investment advisers in Cleveland, Ohio. Details on a law which will legalize frequent audits and punitive actions on the financial services industry; Introduction of the bill in the Cleveland General Assembly; What the bill seeks to prohibit.
ACCESSION #
322479

 

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