TITLE

NEWS DESK

PUB. DATE
March 2008
SOURCE
Securities Industry News;3/10/2008, Vol. 20 Issue 10, p3
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
This section offers news briefs from the securities industry. A report released by Tabb Group has claimed that institutional demand for options trading and a regulatory overhaul are driving trading volumes to record levels. It relates the role of market sentiment in the level of fails-to-deliver borrowed securities, according to data released by the U.S. Securities and Exchange Commission. The position, global head of transaction services was created by Nyfix for C. Thomas Richardson.
ACCESSION #
31310862

 

Related Articles

  • Options Industry Awaits Disclosure. Chapman, Peter // Traders Magazine;Nov2007, Vol. 20 Issue 274, p36 

    The article reports on the effort of the options exchanges to produce standard reports elaborating the quality of their executions to forestall the action of the U.S. Securities and Exchange Commission (SEC). It cites that the Interactive Brokers LLC has commissioned the Transaction Auditing...

  • PHLX: No Jacket Needed. Jaworski, Alexa // Securities Industry News;2/21/2005, Vol. 17 Issue 7, p8 

    Reports on the approval given to the Philadelphia Stock Exchange (PHLX) by the U.S. Securities and Exchange Commission in February 2005 to establish remote market making for options trading. Overview of its remote market making product offering; Statement issued by Dan Carrigan, vice-president...

  • Options Industry Extends Penny Pilot. Chapman, Peter // Traders Magazine;Aug2007, Vol. 20 Issue 271, p24 

    The article reports on a plan for a two-stage expansion of the penny quoting and trading program in the U.S. Having satisfied with the results of the penny pilot program, the Securities and Exchange Commission (SEC) told the nation's options exchanges to extend and expand the program. The SEC...

  • Commissions Inch Higher. Chapman, Peter // Traders Magazine;Aug2012, Vol. 25 Issue 339, p11 

    The article discusses Tabb Group's reports which predicted that options contract volume would decline in 2012. Topics discussed include the minimal impact of the downdraft on institutional brokers, across-the-board increase in commission rates, electronic trades per contract and the decrease in...

  • This Year's Crystal Ball. Selway, Jamie // Traders Magazine;Jan2009, Vol. 22 Issue 290, p42 

    The article offers forecast on the U.S. securities industry. Equities traders will suffer another year of difficult markets as all sellside proprietary desks and hedge funds will prolong retrenchment. The Securities and Exchange Commission will continue on making rules for the industry, making...

  • No windfall, but big changes in securities.  // Crain's Detroit Business;5/5/2003, Vol. 19 Issue 18, p8 

    This article comments on Michigan's modest share of the $1.4 billion settlement between the U.S. Securities and Exchange Commission and 10 of the nation's largest securities firms over misleading investors during the 1990s stock boom. About a dozen states supported the efforts to build a civil...

  • No E-Mail Relief in New Books-and-Records Rules. Kite, Shane // Securities Industry News;5/5/2003, Vol. 15 Issue 18, p8 

    This article reports that Strengthened books-and-records rules 17a-3 and 17a-4 of the U.S. Securities and Exchange Commission (SEC) went into effect on May 02, 2003 with specific data and documentation requirements.The changes were part of a compromise reached between theSEC and state...

  • Access Issue Hints at Broader SEC Problems. Forman, Michael // Securities Industry News;5/12/2003, Vol. 15 Issue 19, p1 

    When Canadian and European market participants talk about the U.S. Securities and Exchange Commission's seeming disinterest in granting direct access to foreign trading technology in the United States, or in entering into a serious dialogue on new proposals, such as mutual recognition among...

  • SEC Proposes Securities Offering Reforms. Fitzsimons, Adrian P.; Latshaw, Craig A. // Bank Accounting & Finance (08943958);Feb/Mar2005, Vol. 18 Issue 2, p39 

    The article reports on the proposed rules and amendments of the U.S. Securities and Exchange Commission that would modify the securities registration and offering processes under the Securities Act of 1933. Issues addressed by the proposals are identified. Cumulative effects of the proposals are...

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics