TITLE

Ketchum, Sodano named to top NASD posts

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
February 1998
SOURCE
Bond Buyer;02/24/98, Vol. 323 Issue 30337, p31
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the appointment of Richard G. Ketchum as president of the National Association of Securities Dealers Inc. as Salvatore F. Sodano is named deputy chief operating officer. Background on the two appointees.
ACCESSION #
290221

 

Related Articles

  • Sal's Solution. Flaherty, Robert J. // Equities;Jan/Feb2000, Vol. 48 Issue 1, p7 

    Focuses on a solution recommended by American Stock Exchange Chairman Salvatore Sodano to improve the functions of the exchange. Establishment of a second listing tier patterned after the Nasdaq model; Strategies to encourage investment in the small and medium capitalization markets; Techniques...

  • People.  // American Banker;2/15/2002, Vol. 167 Issue 32, p2 

    Profiles several Bank Executives in the United States. Representation of Todd Thomson, chief financial officer of Citigroup Inc. at the annual services conference; Management tips introduced by Salvatore F. Sodano, chairman and chief executive of the American Stock Exchange; Banking operations...

  • Post-Finra, NYSE Regulation Focuses on Trading. Groenfeldt, Tom // Securities Industry News;5/19/2008, Vol. 20 Issue 20, p9 

    The article focuses on the New York Stock Exchange (NYSE) Regulation after the formation of the Financial Industry Regulatory Authority (Finra). According to Chief Executive Officer (CEO) Richard Ketchum, the activities NYSE Regulation retained following the merger of the National Association of...

  • FINRA Report Highlights Dealer Conflicts of Interest. Glazier, Kyle // Bond Buyer;10/16/2013, Vol. 122 Issue 33996, p1 

    The article presents a report published by the Financial Industry Regulatory Authority (FINRA) on October 14, 2013 regarding the settlement of conflicts of interest by broker-dealer firms in the U.S. According to FINRA's chairman and chief executive officer Richard G. Ketchum, during a...

  • Brokerage Sales Data Sought as Finra Seeks Smarter Surveillance. Michaels, Dave // Tradersmagazine.com;10/1/2014, p1 

    The biggest U.S. brokerages would have to give regulators monthly data on trades and commissions as part of a new surveillance system being designed to protect investors against abuses.

  • Buyside Welcomes FINRA Query. D'Antona Jr., John // Traders Magazine;Feb2014, Vol. 26 Issue 360, p1 

    The article offers information on the steps taken by the U.S. organization Financial Industry Regulatory Authority (FINRA) for gaining clarity on financial brokers' order routing decision-making processes and alternate trading systems in equities trade. Topics discussed include a questionnaire...

  • The Changing Amex. Flaherty, Robert J. // Equities;Jan/Feb2002, Vol. 50 Issue 1, p21 

    Reports on the changes in the American Stock Exchange. Creation of the 1999 strategic growth plan by Salvatore Sodano, Amex chairman and chief executive; Lowest interest rate on stock prices; Auction trading of Nasdaq.

  • 2 Minutes with SALVATORE SODANO. Reich-Hale, David // Long Island Business News (7/1993 to 5/2009);7/14/2006, Vol. 53 Issue 29, p5A 

    This article presents an interview with Salvatore Sodano, new dean of Hofstra's Zarb School of Business. When asked why taking the position at Hofstra after years on Wall Street, he explains that he was the chairman of Hofstra's board for three years and taught there. Sodano discusses the...

  • Sal's Progress Report. Flaherty, Robert J. // Equities;Jan/Feb2001, Vol. 49 Issue 1, p6 

    Interviews Salvatore Sodano, chairman of the American Stock Exchange (AMEX). Growth of mid- and small-capitalization stocks; Success of the market's Exchange-Traded Funds; Support extended to smaller companies; Problems in raising growth capital; Comparison of the stocks traded in the AMEX with...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics