- CONTROVERSIAL ORTHODOXY: THE EFFICIENT CAPITAL MARKETS HYPOTHESIS AND LOSS CAUSATION. Kitson, Michael A. // Fordham Journal of Corporate & Financial Law;2012, Vol. 18 Issue 1, p191
Since the Supreme Court's landmark holding in Basic, Inc. v. Levinson, courts have incorporated the efficient capital markets hypothesis as an analytical tool in securities fraud cases. Nevertheless, recent turmoil in the financial markets and a growing chorus of scholarship challenging...
- Investco Preps for Dogfight Over Disclosure. Burke, Kevin // Money Management Executive;12/15/2003, Vol. 11 Issue 49, p1
Reports on the market-timing abuses in the fund industry in the U.S. Charges against Putnam, Strong and Pilgrim Baxter for self-dealing; Illegal late trading and market timing charges against Bank of America's NationsFund; Law firms that have filed lawsuit against fund companies.
- Insider trading rules "reduce cases but drive profits". Bakie, John // Ai Trade News;2014, p1
The article focuses on the study by Sydney-based consultancy firm Capital Markets Cooperative Research Centre on the relationship between tighter financial market rules and economic surveillance. According to the study, improvements in the financial specificity of trading resulted on a 23.43%...
- Secrets & lies. Bierck, Richard // New York;01/05/98, Vol. 30 Issue 50, p15
Reports that insider trading has become business as usual on Wall Street. The November 1997 cases of Alan Stricoff and Marisa Baridis; The fact that at the end of 1997, the Securities and Exchange Commission had 350 cases pending; The absence of laws dealing expressly with insider trading.
- Tax-Exempts See $5.57 Billion in Outflows. Fine, Jacob // Bond Buyer;7/9/2004, Vol. 349 Issue 31922, p29
Reports that tax-free money market funds had a net outflow of $5.57 billion in the U.S. during the week ended on July 5, 2004.
- CAPITAL MARKETS. Campbell, Karen // Central Bank of Trinidad & Tobago Economic Bulletin;Jan2011, Vol. 13 Issue 1, p29
The article reports on the condition of the capital markets in Trinidad & Tobago as of January 2011. There was reportedly a drop in primary bond activity in the country in the second half of 2010 with a total value of 1.5 billion dollars compared to 5.6 billion in the first six months. It...
- Saudi Arabia: Improved Regulation, But Bearish Outlook Remains. // Emerging Markets Monitor;7/14/2008, Vol. 14 Issue 15, p4
The article offers an economic outlook for Saudi Arabia. The Capital Markets Authority (CMA) continued its efforts to stamp out insider trading, manipulation of stock prices and fraud. Eight companies in the insurance sector were fined for not disclosing their 2007 annual earnings within the...
- Back To Basics: Breathing New Life Into An Old Concept. Connelly, Jennifer // Money Management Executive;2/4/2013, Vol. 21 Issue 5, p10
In this article, the author discusses the challenges that according to the author, mutual fund firms of the U.S. might face in 2013 due to Dodd-Frank Wall Street Reform Act, global tax initiatives and the Foreign Account Tax Compliance Act. According to the author, several firms of the U.S. are...
- What is insider trading? It's time for clear answer. Kim, Mickey // Indianapolis Business Journal;6/9/2014, Vol. 35 Issue 15, p20
The article offers the author's insight on illegal insider trading which buys or sells stock in violation of a duty of trust and confidence and how federal authorities are the detection and prosecution of insider trading violations under the anti-fraud provisions of federal securities law.