TITLE

SEC: Cochran fee collection violated fiduciary relationship

AUTHOR(S)
Preston, Darrell
PUB. DATE
March 2000
SOURCE
Bond Buyer;03/07/2000, Vol. 331 Issue 30843, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the lawsuits of Securities and Exchange Commission (SEC) against Robert Cochran on fiduciary violation of Stifel Nicholas & Co. banker in the United States. Arguments of the Court of Appeals to continue the lawsuit; Appeal on the lower court order for summary judgment; Inquiry of the presiding justices on the argument of SEC.
ACCESSION #
2884129

 

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