Lissack settles with SEC; threatens suit

Hume, Lynn Stevens
February 1998
Bond Buyer;02/23/98, Vol. 323 Issue 30336, p36
Trade Publication
Focuses on the lawsuit filed against Smith Barney Inc. by its former managing director Michael Lissack. Smith Barney's alleged engagement in a pattern of yield-burning abuses; Possible impact of the $30,000 fine and five years imprisonment charged by the US Securities and Exchange Commission against Lissack on his decision to file the lawsuit.


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