TITLE

Lissack settles with SEC; threatens suit

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
February 1998
SOURCE
Bond Buyer;02/23/98, Vol. 323 Issue 30336, p36
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the lawsuit filed against Smith Barney Inc. by its former managing director Michael Lissack. Smith Barney's alleged engagement in a pattern of yield-burning abuses; Possible impact of the $30,000 fine and five years imprisonment charged by the US Securities and Exchange Commission against Lissack on his decision to file the lawsuit.
ACCESSION #
288169

 

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