TITLE

Prime Brokerage: Consolidation Across Asset Classes

AUTHOR(S)
Hintze, John
PUB. DATE
November 2007
SOURCE
Securities Industry News;11/5/2007, Vol. 19 Issue 38, p11
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article deals with portfolio margin accounts in the U.S. It notes that when the U.S. Securities and Exchange Commission approved the portfolio margining rules proposed by the New York Stock Exchange and Chicago Board Options Exchange, the accounts became open to a wide range of financial instruments. According to the rules, accounts can include over-the-counter derivatives, exchange-traded funds (ETFs), single-stock futures (SSFs), and even futures contracts.
ACCESSION #
27437703

 

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