TITLE

Buckle Up, RIAs…

PUB. DATE
October 2007
SOURCE
Journal of Financial Planning;Oct2007, Vol. 20 Issue 10, p12
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article discusses projected changes in the competitive landscape for registered investment advisors (RIAs). A report issued by Pershing Advisor Solutions LLC predicts that the number of advisory firms catering to retail investors will increase by over 22% between 2007 and 2012. In addition, sophisticated clients will be demanding a higher level of service. RIAs will have to cope with enactment of the Pension Protection Act, and a 2007 judicial ruling affecting brokerage accounts. Increasingly, RIAs will need to develop practices catering to specific niches in the field of financial services.
ACCESSION #
27037060

 

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