Playing by the Rules

Bassett, Michael
September 2007
Financial & Insurance Meetings;Sep/Oct2007, Vol. 43 Issue 5, p31
Trade Publication
The article looks at how professionals see the effects of financial industry regulations on incentive conference planning. The stricter regulations from the Financial Industry Regulatory Authority (FINRA), the U.S. Securities and Exchange Commission and the Internal Revenue Service are working, according to some executives. But Koleen Roach of the Securian Financial Group says that incentive programs, despite all of the rules, are part of the total package that financial institutions use for recruiting and retention purposes.


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