TITLE

NOWHERE TO RUN, NOWHERE TO HIDE: THE IMPACT OF SARBANES-OXLEY ON SECURITIES ARBITRATION

AUTHOR(S)
Pierre-Louis, Lydie Nadia Cabrera
PUB. DATE
January 2007
SOURCE
St. John's Law Review;Winter2007, Vol. 81 Issue 1, p307
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article explores the loopholes in the application of the U.S. Bankruptcy Code to the securities market. It also provides an overview of securities arbitration and bankruptcy law. It examines the relevant changes that Sarbanes-Oxley has made to the U.S. Bankruptcy Code. It proposes an amendment to National Association of Securities Dealers Rules and Regulations.
ACCESSION #
25577238

 

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