Switching B/Ds and the Law of Unintended Consequences
- The Hot Job of Financial Planning&hellip. // Journal of Financial Planning;Feb1998, Vol. 11 Issue 1, p16
Comments on the article featured in "U.S. News & World Report" about financial planning. Popularity of the career in financial planning; Demand for financial planners in the banking, brokerage and mutual fund fields; Failure of the magazine to mention designations or licenses.
- Trading Places. McGee, Suzanne // Financial Planning;Sep2008, Vol. 38 Issue 9, p59
The article discusses the move of planners, investment advisors, and other wealth managers to change firms in the U.S. It is noted that for many advisors, switching firms or launching their own shop can be dangerous, since clients can feel neglected or taken for granted. In addition, if the...
- PRESIDENT'S MESSAGE. Salmen, Richard // Journal of Financial Planning;Jul2009 Solutions, p4
In this article the author discusses the efforts made by the Financial Planning Association (FPA) to assist financial planners in financial planning practice in the U.S. He primarily considers the significant role of the FPA and the financial planners in the lives of their clients amid the...
- 10 years ago in the Profession. // Journal of Financial Planning;Mar2001, Vol. 14 Issue 3, p25
This section provides information on the history of financial planning in the U.S. Legislative hearings on Capitol Hill were dredging up a topic many financial planners would just as soon forget: limited partnerships. Specifically, Congress was looking at what some perceived as abuses in limited...
- Know Your Team. Lennox, Laurie // Financial Planning;Apr2006, Vol. 36 Issue 4, p77
Identifies pertinent issues that must be considered by financial planners who plan to assemble a team of experts in an effort to deepen their relationship with high-net-worth clients. Explanation that the financial planning needs of high-end clients are complex; Business models that can be...
- A Peek Inside the RIA Community... // Journal of Financial Planning;Oct2005, Vol. 18 Issue 10, p24
This article focuses on Evolution/Revolution: A Profile of the Investment Advisory Profession, the 2005 report of the Investment Adviser Association and the National Regulatory Services about investment advisers registered with the U.S. Securities and Exchange Commission (SEC). SEC-registered...
- FPA Introduces Longevity Program for Members. // Journal of Financial Planning;Sep2006 Supplement, p30
The article reports that the Financial Planning Association has launched a benefit for members entitled the "Longevity Awards Program," which aims to thank members for continued, lifelong membership. All long-term members will receive personalized certificates of membership, with milestone...
- Up Front. Borek, Tad; Olsen, John L.; Kulikowski, Laurie; Fine, Jacob // Financial Planning;Jun2003, Vol. 33 Issue 6, p23
Presents an update on issues and topics related to financial planning in the U.S. as of June 1, 2003. Impact of the 2002 across-the-board market decline on financial advisers; Justification for the cost of assets under management fees; Discussion on conservation easements. INSET: INDICATORS.
- GET BIG OR FADE AWAY. Korn, Donald Jay // Financial Planning;Apr2005, Vol. 35 Issue 4, p58
Offers advice on financial planning practices in the U.S. Forecast on the rise of larger financial planning firms; Preferences of clients in relation to financial services; Changes in responsibilities of principal planners.