TITLE

What's Keeping B/D Executives Up at Night?

PUB. DATE
April 2007
SOURCE
Journal of Financial Planning;Apr2007 Supplement, Vol. 20, p10
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article discusses challenges facing broker/dealers in 2007. Research shows that there are more financial advisors working independently than in traditional employee roles. A summary of a roundtable discussion between Eric Schwartz, chief executive officer and president of Cambridge Investment Research, Joseph Deitch, chief executive officer and chairman of Commonwealth, Bob Dineen, president of Lincoln Financial Advisors Group, and Steve McWhorter, chief executive officer and chairman of Securities America Financial Corporation is included.
ACCESSION #
24689931

 

Related Articles

  • PLAINS VISION. Menchaca, Paul // Financial Planning;Jan2010, Vol. 40 Issue 1, p50 

    The article features Cambridge Investment Research, a broker-dealer based in Fairfield in Iowa, which pioneered the hybrid advisory model. Founder Eric Schwartz, now chairman and chief executive officer (CEO), states that the seemingly unusual rural location actually presents financial benefits...

  • Make Your New Year's Financial Resolutions.  // Munday Courier (TX);1/7/2009, Vol. 36 Issue 5, p3 

    The article offers tips and suggestions in making financial resolutions for the new year.

  • Extending Our Presence. Tuttle, Marv // Journal of Financial Planning;Oct2000, Vol. 13 Issue 10, p10 

    Introduces a series of articles on financial planning.

  • Like Shifting Sand: Navigating Change.  // Journal of Financial Planning;Mar2001, Vol. 14 Issue 3, p10 

    Introduces a series of articles on financial planning.

  • Beauties and Beasts of Technology. Peck, Maureen // Journal of Financial Planning;Mar2005, Vol. 18 Issue 3, p10 

    This section introduces some articles featured in the March 2005 issue of Journal of Financial Planning.

  • In the Footsteps of Pioneers. Peck, Maureen // Journal of Financial Planning;Sep2005, Vol. 18 Issue 9, p8 

    Introduces several articles about financial planning in the current issue of the "Journal of Financial Planning."

  • CE Exam.  // Journal of Financial Planning;Jul2007, Vol. 20 Issue 7, p76 

    A quiz concerning financial planning is presented.

  • Bringing SMAs Into View. McMorris, Frances A. // On Wall Street;Oct2005, Vol. 15 Issue 10, p12 

    Introduces a series of articles on separately managed accounts.

  • FOREWORD. Swamy, M. R. K. // Journal of Financial Management & Analysis;Jul-Dec2010, Vol. 23 Issue 2, preceding p1 

    A foreword to the "Journal of Financial Management and Analysis" is presented .

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics