Cortina CEO, subject of SEC probe, quits firm

Bruno, Mark
March 2007
Pensions & Investments;3/19/2007, Vol. 35 Issue 6, p2
The article reports that Joseph Frohna, founder and chief executive officer of Cortina Asset Management has resigned in the previous month due to an investigation by the U.S. Securities and Exchange Commission (SEC) into a trade he made as portfolio manager at U.S. Bancorp several years before. The SEC had notified Frohna that it will formally investigate a potentially improper trade he made when managing the First American Small Cap Growth Opportunities Fund in 2002.


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