Will SEC Ruling Push Equity Traders to Consolidate?

Freed, Dan
February 2007
Investment Dealers' Digest;2/5/2007, Vol. 73 Issue 5, p4
Trade Publication
The article focuses on the equity regulation carried out by the U.S. Securities & Exchange Commission for the consolidation of the equity traders in the U.S. According to the statement, the policy will be implemented on specific cases, and will not alter any existing rules. However, several investors have opposed to the implementation of such regulation, specifically smaller research-driven sell-side firms.


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