TITLE

SEC Names Associate District Administrator in Atlanta

PUB. DATE
August 2006
SOURCE
ComplyNet;Aug2006, p1
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article focuses on the appointment of James L. Carley as the Associate District Administrator for Examinations in the Atlanta District Office of the U.S. Securities and Exchange Commission. He will direct a team of accounting, finance, and legal professionals in the examination of broker-dealers, investment companies, investment advisers, and transfer agents across seven southeastern states including Alabama and Georgia.
ACCESSION #
22872280

 

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