TITLE

New Template Offers Help for Drafting ADV Disclosure Documents

PUB. DATE
September 2006
SOURCE
Journal of Financial Planning;Sep2006 Supplement, p27
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article reports that the Financial Planning Association will launch the FPA ADV Part II-Template, a tool designed to assist planners and advisers to meet the mandatory requirements of the Securities and Exchange Commission, in late 2006. The teamplate is similar to the Financial Planning Association's Investment Adviser Compliance Policy Manual Template, in that it provides a starting point for advisers to use when drafting their paperwork. In addition, the template will provide practical advice on business practices related to ADV Part II.
ACCESSION #
22334903

 

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