MSRB to Dealers: Notice on Customer Protection Obligations Effective Aug. 7

Hume, Lynn
August 2006
Bond Buyer;8/8/2006, Vol. 358 Issue 32440, p5
Trade Publication
The article reports on the notice issued by the U.S. Municipal Securities Rulemaking Board to remind broker-dealers the effective date of its interpretative release on the customer protection obligations of dealers who market college savings plans. It requires brokers-dealers to disclose to customers that if they invest in their home-state plan, they may receive more benefits. Another plan of the group is to connect with other national municipal bonds associations.


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